Broker Package Submission Checklist

Please complete and sign your Broker Application and Agreement. For each item that applies to your business, please provide the documentation or information requested. A complete application and supporting documentation will assure a faster experience. If you have any questions, please contact your Account Executive.

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• Broker Application

• Broker of Record- Owner(s)/Principal(s) must have a least five years of mortgage experience (exceptions will be considered on a case-by-case basis).o

• Company Resolution or Complete the Certification Regarding Corporate Authority ( Corporation ) Form - required if your company entity is one of the following Partnership, LLP, LLC, or corporation.

• W-9

• VA: Complete the attached VA Request Form and provide $ 100.00 check payable to the Department of Veterans Affairs.

• Resumes for Key Personnel- (Broker of Record/Principals/Owners – Processors if originating FHA, per HUD) *LinkedIn resume can be provided

• Roster to current Mortgage Loan Originators- (Please provide email addresses and NMLS license information on the form).

• Broker Agreement and Compensation Plan

• Anti-Money Laundering and Bank Secrecy Act

• Broker Affiliate Certification Disclosure

• Quality Control Plan/Certification

• AIR Policy and Acknowledgement

• Hiring Policy Certification

• Broker Authorization Form

• Current Financials and/or Most Recent Audited Financials (within 6 months)

• Most Recent Scorecards and/or Lender References

• Marketing Consent Agreement

• Zero Fraud Tolerance

• Credit In-File - Credit in files must be a three (3) repository credit in file dated within 90 days of the agreement execution and are required on all owner(s) with 25% or more ownership

Note: Emm Loans llc is unable to lock or fund your loans until your broker application is approved.

The completed broker package and all of it’s attachments should sent to BrokerAdmin@emmloans.com

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